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The Swedish Empire and
the Baltic Nations
By Erik Esvelt
Map: Putzgers,
F.W., Historischer Schul-Atlas,
Bielefeld, 1929
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The 17th Century was a time of
significant changes in the Baltic region. A new power had forcefully imposed
its rule on the area, and the Baltic lands suffered the ravages of war and
all the consequent sufferings it brings. The Swedish Empire, expanded by the Vasa Dynasty, had reached the Daugava River by 1629 with the end of the
Livonian War. It had taken since 1561, when Sweden
first gained control of northern Estonia
with the breakup of the Livonian Confederation, to expand its borders this
far, mostly through wars with Russia
and Poland.
Despite all these efforts, Sweden
was to lose power in these territories to Russia in 1710, during the reign
of Charles XII. During the eighty years between the Thirty Years' War and the
Great Northern War Sweden
left a lasting impact on the makeup of the people that were
soon to grow into the Estonians and Latvians.
During
the time of Swedish rule, several social changes began to take form that
became a part of Baltic culture. Christianity in the form of the Lutheran
church expanded, bringing greater availability of education, and literature
in the vernacular of the peasantry. The Swedish government attempted to make
reforms in the quality of lives for the serfs of the land, which were greatly
exploited by the mostly foreign nobility, and even achieved some modest advancements. Happenings such as these greatly affected
the Latvian and Estonian peoples and this was felt when they were brought
under control of Russia
in the 18th Century. The peasantry had learned what it was like to
live under more humanitarian conditions and they expected to continue with a
higher standard of living than the thoroughly oppressive feudalism they
experienced before Swedish reform. Education had become important, and they
were beginning to realize the use of their own language in literature. These
were important tools to sustain these peoples as unique cultures through a
long period of Russian rule, and important in recognizing the need to become
individual nations.
A Brief Military History of the Swedish Empire
During
Sweden's reign of the Vasa Dynasty, this periphery northern Europe
country changed from a small, insignificant land of peasants into a major
European power. The person given the majority of the credit for this
achievement is Gustav II Adolphus.(4)
In the 16th century, with the breakup of the Livonian
Confederation, several foreign powers saw the chance for acquiring new
territories. The territory covered by the Livonian
Confederation consisted of land from the approximate middle of
present-day Latvia northwards
to the Gulf of Finland, and west of Lake
Peipsi to
the Gulf of Riga,
including the Courland Peninsula and the Estonian islands of Saaremaa and Hiiumaa. This
area was initially divided up by Swedish, Russian and Danish forces, with Poland ready
to try for gains of its own. The Russians initially began driving Sweden out of the area, and Swedish forces
were left only in Tallinn
by 1576. Sweden was soon
able to commit more to the war effort, at a time when Ivan the Terrible's interest in the Baltic was waning,
and Sweden controlled
northern Estonia
and Narva by 1595.
From
1600 to 1629 Sweden and Poland fought sporadically, in the Livonian Wars, with Sweden making consistent
territorial advances due to its more advanced weaponry and systems of
warfare. These most notably consisted of cannon and musket made of lighter
construction, but still being as powerful as any opponents'. Sweden's
military was better trained and disciplined, utilizing more efficient methods
of constant firepower and interdependence between different units.(4) The Peace of Altmark
signed in 1629 ended the Livonian Wars and defined the Baltic area north of
the Daugava River as Swedish.(5) During the years just
preceeding the Thirty Years' War, Sweden also
acquired Ingria from Russia. This completed Sweden's
acquisition of its Baltic lands.
Elsewhere
during this time, Sweden
was called for to assist in Germany
against the advance of the Holy Roman Empire
in these lands. Gustav II responded to the call to defend other Protestant
lands and fought the forces of the Holy Roman Empire
until his death in 1632. Axel Oxenstierna, the chancellor during Queen
Christina's regency, carried on Gustav's campaign and Sweden
continued to fight until the Thirty Years War ended in 1648. The Peace of
Westphalia retained territories in the north of Germany
and Pomerania for Sweden.
Charles X accomplished further territorial gains in his campaign against Denmark. In
doing so he acquired for Sweden
the provinces of Halland, Blekinge,
and Skane, which make up the natural southern
border of the Swedish peninsula.(4) Charles X also
waged successful war for a brief time in Poland. His invasions
dramatically weakened the defense of the Commonwealth, which would soon see
its breakup.(1)
In
1697, at the age of fifteen, Charles XII assumed a throne made very strong by
his father, Charles XI. Charles XII quickly proved his tenacity for war in
his defeat of the invading Russian troops at Narva.
He mistakenly led an unsuccessful advance into Russia, however, and lost a major
battle to the Russian tsar, Peter the Great, at Poltova
in 1709. Given this opportunity, the Russians advanced into the Baltic
provinces, capturing Tallinn
in 1710 and effectively ending Swedish
rule in these territories. After several years of imprisonment by the
Turks, Charles XII returned to Sweden
which had lost Finland in
addition to it's Baltic
provinces to Russia,
and also had its German provinces overrun by enemies. After a few years of
diversionary warfare which successfully deflected further losses, Charles XII
was killed while leading an invasion into Norway. Swedish expansionism died
with Charles XII, and the only cross-Baltic territory Sweden retained was a small part of Pomerania and Bohuslen.(4)
The Economy of the Baltic Provinces under Sweden
The
Baltic Provinces became extremely important to Sweden economically during the
age of Swedish Empire. During years of poor harvest, the surplus of produce
in the Baltics made up for any shortages and
avoided any need for Sweden
to import food. This was important to Sweden economically and strategically,
as it avoided any dependencies on any potentially hostile nations. The many
port cities and especially Riga brought Sweden a
sizeable income from Baltic trade. These cities were also valuable as trade
connections to Russia
and the East.(6b)
The
ability to sustain such militarily active monarchs as Sweden had
during the 17th and early 18th centuries is due to the
system of self-sustaining expansion that Gustavus Adolphus developed during the Thirty Years War. Through
tolls and "contributions" taken from new territories, he was able
to pay for the majority of the war expenses. Another important factor was Sweden's
extensive use of mercenary forces. This not only left manpower at home to
sustain the economy, but also helped alleviate the civil discontentment that
usually stems from using all the young men in one or more generations in
overseas warfare.(6a)
The
time of the Swedish Empire in the Baltics marked a
time of decreased urban growth. While the Baltic was still important for
trade, the growing use of other trade routes and the new trade policies of
the Muscovite State lessened the importance that the
Baltic trade cities held during the time of the Livonian Confederation. As
mentioned above, the new role of the Baltics was as
a granary for the Swedish Empire.(5) Within the
cities, particularly Riga,
being by far the largest city, labor was dominated by the guilds. These
guilds were predominantly German, while some were Latvian or ecumenical in
nature. A complex system of guilds controlled the labor population in the Riga, and was usually
selective towards only having Germans in the higher and more favorable
positions.(7)
Baltic Society
The
life for both the peasantry and the nobility changed considerably with the
coming of Swedish rule. The social system in the Baltic provinces was a
purely feudal system formed with the first German conquest of the lands begun
in the 12th century.(6a) The feudal
system, explained briefly, consisted of a two class system of nobles and
peasants. The peasants provided all labor and military needs of the noble for
little pay. In this case, the Germans who had arrived as conquerors in the 12th
century comprised the nobility and the peasants were made up of indigenous
peoples. The indigenous people consisted of Livs, Selonians, Letgallians and
Estonians. Sweden
never established a system of feudalism itself, and therefore had a negative
view of it in the Baltic territories. Initially, the nobility found
themselves in good position at the close of the Livonian Wars that placed the
Baltic provinces of the Estland and Livland under Swedish rule. The nobility in Estland formed a corporation that received a considerable
amount of autonomous rule from Sweden, which wanted to appease
the inhabitants, especially the tax-paying ones of their new land. The
nobility enjoyed its privileges most during the reign of Queen Christina, who
did not take much interest in her Baltic territories.(5)
During
the reign of Charles X Sweden began a reduktion
policy, which reduced noble estates, converting land to crown land. This
brought more income to the crown, which was needed not only to maintain the
various territories from hostile neighbors, but also to fund the expansionist
policies of the empire during this time. This was initially done on the
Swedish mainland. During the rule of Charles XI in the 1680's, this policy
was expanded and used throughout most of the Swedish empire. This had a major
impact in Estland and Livland,
bringing a much larger income to the crown and also changing the life of the
peasantry significantly.(4) The peasants living on the lands that became
crown property directly or were rented out as such were under direct
maintenance of Swedish labor laws. These had a considerably more humanitarian
slant than the rules as declared by an autonomous
nobility, which usually included severe methods of over-working the labor and
inflicting corporal punishment for many offences. While the Swedish
government was attempting to curb the abusive system of feudalism leftover
from the Livonian Confederation, it was much easier to do when the land was
directly under Swedish control. Charles XI even went so far as to ask for the
end of serfdom in the Baltic provinces, but this went up against too strong
of an opposition to come into being.(5)
Christianity and Education
Christianity
was spreading quicker in the Baltic provinces than it had in the Livonian
Confederation. An important influence that the church brought with it was the
higher value placed on education. The Jesuits were responsible for founding
schools beginning in the late 16th century, while they were having
a brief success in the area promoting the Counter-Reformation. Jesuits as
well as Protestants were responsible for beginning to use the vernacular
languages of the area in writing and teaching.(7)
Printing presses began to appear in the 1630's, allowing a Latvian
translation of the Bible to be completed by 1694, followed by an Estonian
translation in 1739. This was invaluable for standardizing and spreading the
written languages of the Baltic peoples, and made it possible to teach in the
vernacular. In 1632 Gustavus Adolphus
upgraded a gymnasium into a university in Tartu, although this schooling was reserved
for the German peoples of the nobility. The founding of elementary education
in Estonia dates from the 1680's and is largely due to the work of Bengt Forselius, who was
personally responsible for establishing several schools.(5)
The
nobles of northern Estonia
had originally ceded themselves to Sweden
in the 16th century and joined Sweden in its acceptance of
Protestantism. With the expansion in Swedish control the conversion to
Protestantism was required of the nobles, as the crown was attempting to
establish organization through the national church. In this way, Protestantism
eclipsed Catholicism, and also remnants of Pagan practices still being
practiced by the peasant population.(7)
Lasting Effects of Swedish Rule
The
effects of Swedish rule were felt long into the time of the new rule under Russia.
Initially, the Baltic provinces needed to recover from the ravages that war
consistently brings with it: famine, plague and poverty being the highlights.
This was true when Sweden
first acquired these territories during the wars with Russia and Poland during the first three
decades of the 17th century.
The
next blow came more specifically to the peasant class of the Baltics. Faced with labor shortages, the nobility of the
land convinced the new governing powers to not only return the system of
feudalism to pre-Swedish conditions, but also further it. Thus the
humanitarian reforms brought about by the Swedish rulers, most prominently
Charles XI, were quickly repealed.(7) Notably, laws
were passed specifically designed to reverse any changes made by the
reduction acts made under Charles XI. Included in the Treaty of Nystad which officially signed the Baltic provinces over
to Russia
was an article that reestablished the German nobility's "full enjoyment
of privileges, customs, and prerogatives" (Art. 9). A Commission of
Restoration was setup specifically to restore the land to the nobles taken
away by Sweden's
reduktion policy.(2)
Another change seen in the peasantry is their impression of their
relationship with their ruler. During the Swedish rule, peasants made
frequent use of their power of direct monarchical access when making
complaints against nobility or otherwise trying to better their existence.
This view of a more personal relationship with a ruler unjustifiably got
transferred to the Russian tsar Peter the Great and subsequent rulers.
Peasants even held the belief that joining the Russian Orthodox church would
gain them special treatment, while this was actually not the case in the
slightest.(4)
A
well-organized, effective system of education had emerged during the time of
Swedish rule, but this was virtually wiped out during the Great Northern War.
Although re-establishment had been mandated by the new Russian government, it
did not recover until the 1760's during the reign of Catherine II.(5)
Another
aspect of having large overseas territories was on Sweden's maritime abilities. With
the large number of other hostile countries in Europe at the time, most and
times all of Sweden's
naval forces were committed to the defense of these Baltic possessions. This
left a meager number of vessels for the possibility of colonial expansion to
the west. This fact marks Sweden as not having become a full-fledged European
power in the way that Spain, Portugal, France, Great Britain and others had
the ability to support European war ventures and maintain sizeable colonial
ventures.(3)
A
less direct, but certainly present effect of having been under Swedish rule
is the Baltic claim of close ties with the Scandinavian nations. This has
held true for the whole of the 20th century. It was an important
issue during the pre-World War II years, and is also prevalent today, as the
Baltic Nations are trying to associate themselves more with European society
and the Union than to their former Soviet Union
neighbors to the East.
Bibliography
1. "After the Deluge:
Poland-Lithuania and the Second Northern War 1655-1660" by Robert Frost.
Copyright 1993, Cambridge University Press, Cambridge.
2. "The Baltic Nations Estonia, Latvia
and Lithuania"
by F.W. Pick. Copyright 1945, Boreas Publishing Co. Ltd., London.
3. "A History of Colonial
Expansion" by Charles deLannoy. Copyright 1938
by George E. Brinton and H. Clay Reed.
4. "A History of Scandinavia" by T. K. Derry. Copyright 1979, University of Minnesota
Press, Minneapolis, MN
5. "Estonia and the Estonians"
by Toivo Raun. Copyright
1991, Board of Trustees of the Leland
Stanford Junior
University.
6. "Sweden's Age of Greatness 1632 –
1718" edited by Michael Roberts. Copyright 1973, St. Martin's Press,
Inc., New York, NY.
7. "The Experience of Empire: Sweden as a
Great Power" by Sven Lundkvist
8. "The Swedish Economy
and Sweden's
Role as a Great Power 1632 - 1697" by Sven-Erik Astrom.
9. "The Latvians A Short
History" by Andrejs Plakans.
Copyright 1995 by the Board of Trustees of the Leland Stanford
Junior University.
Originally
published at http://depts.washington.edu/baltic/papers/
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